Plan Sponsors

Establishing and operating a retirement plan comes with significant responsibility. From time to time, you may uncover issues that require experienced counsel to help you resolve.

Investment Professionals

Succeeding in the retirement plans market is challenging, and is likely to become even more so in the future. Having the right counsel can help you remain competitive today and in the future.

Service Providers

Finding solutions to protect and grow your business is critical to your success. Experienced counsel with holistic expertise will help you find the right solution the first time.

Services we offer include:

Agreements & Disclosures

Agreements and disclosures are the tangible representation of your business. RLG can help make sure your agreements and disclosures are compliant and competitive. 

Plan Design & Compensation Strategy

Compensation and Benefits is one of the most important components of business strategy. There are countless options to consider, with special rules for each. RLG is available for compensation consulting and implementation strategies.

Product & Service Development

New regulations and rapidly changing business conditions require firms to develop new services and change existing ones to remain competitive. RLG can help your firm design and implement new products and services to grow your business.

Plan Correction & Remediation

From time to time, retirement plans have errors and may need correction. Hiring the right counsel can simplify the process; contact RLG if you have questions about your plan.

Regulatory Guidance & Defense

Has a regulator contacted you recently? Are you prepared to respond and manage the risk of a governmental exam or audit? RLG has helped several plans sponsors and industry service providers manage regulatory actions.

Training & Education

When working with retirement plans, understanding the rules is critical to success. From 1:1 consulting to large group sessions to industry whitepapers, RLG can design training & education tailored to meet your specific needs.

Ongoing RIA Compliance Services

Managing compliance for your advisory firm can be time-consuming, keeping you from meeting with clients and prospects.  RLG can help you manage compliance risk, enabling you more time to grow your business.